Welcome to Seven Compliance
Compliance, Risk Assessment, Licence applications and Firm Acquisitions
We help Financial Services Firms concentrate on their business backed by robust compliance. We also help Art Market Participants navigate new regulations on customer due diligence and money laundering risks. From ID checks and source of funds assessments through to investment management licences, Seven provides the advice, materials and training to ensure your firm remains compliant.
Our people are experienced and approachable and we work with Firms of all sizes. Our bespoke packages ensure your firm is compliant and your staff adequately trained – allowing management to focus on the day to day business.