Belfast | Seven Compliance

About Seven Compliance

Members of Seven Compliance LLP have held senior positions in FCA regulated firms as either CEO, COO, CRO or CCO. Our experienced and professional staff bring distinct strengths and specialities to the company. We work together as a team to make sure that your firm is provided with the skill sets required to succeed.

Compliance Advice:

  • Financial services
  • Regulatory reviews and audits
  • Policies and procedures
  • Licence applications and mergers
  • Licence change in control
  • Financial promotions and website checks
  • CASS AML SMCR GDPR and KYC onboarding
  • Due Diligence checks
  • Directorships and SMF personnel
  • Operations and Risk management
  • Reporting FCA EMIR and MiFID2

Free Consultation:

Send us your contact details and we’ll schedule a 1-to-1 with one of our professionals.

+44 7544137820
13 Austin Friars, London, EC2N 2HE