Are you hiding anything?

The FCA expect to be told of anything that they think would be of interest to them. Firms sometimes forget to tell the FCA of a change in circumstances. This may seem minor to the Firm but any change in shareholding, a promotion of a regulated person to take on new responsibilities or a suspicious activity that is not notified, could lead to a serious response from the regulator.

If you are unsure then please talk to us and we can advise what and how to report.