Thames, London | Seven Compliance


Update for Firms under IFPR

The FCA is now writing to firms and requesting information to decide the appropriate reporting schedule for each firm under Investment Firms Prudential Regime (IFPR).

A IFPR Firm Set-up Questionnaire must be completed. Firms that have not considered their status and reporting requirements should do so now.

Peter Halloway – Churchill
About Seven Compliance

Seven Compliance are FCA Compliance and Operations Specialists providing guidance on regulated activities in financials services. If you would like a free consultation send us your contact details and we’ll schedule a 1-to-1 with one of our professionals.

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