Diversity and inclusion in the financial sector – working together to drive change (DP21/2) The FCA has published a discussion paper seeking views on ideas to ...
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Operational resilience: preparing for the switch from analogue to digital phone lines The current analogue phone network will be switched off across the UK at the ...
Whistleblowing: report to the FCA in confidence, with confidence The FCA have launched a whistleblowing campaign ‘in confidence, with confidence’ to encourage ...
Guidance for firms on the fair treatment of vulnerable customers The FCA have published final guidance clarifying expectations of firms on the fair treatment of ...
The Final Countdown to Senior Managers and Certificate Regime (SM&CR) The SM&CR is a catalyst for change and its aim is to reduce harm to consumers and ...
On 8 January, the FCA updated their statement on Market Trading and Reporting to clarify their expectations on recording calls when working from home. Click the link ...
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