Customer Conduct Risk Assessments – ensuring you treat customers fairly.
Identity Checks – solutions that automate the whole onboarding chain.
Source of Funds Checks – ensuring your staff have guidance, manuals and training.
Investment Management and Marketing Licences – helping you assess and apply for a licence.
Licence Applications – full application support for SPIs, EMIs, Credit, Brokerage and Fund management.
Change in control and permission variations.
Compliance Monitoring Programs – keeping you safe and up to date with changing regulation.