We are FCA Compliance and Operations Specialists providing guidance on regulated activities in financials services.

  • Compliance reviews and audits
  • Licence applications
  • Policy and procedure writing or reviews
  • Ad-hoc projects and compliance projects
  • FCA authorisations
  • Due diligence
  • Governance
  • Risk and ICAAP assistance
  • Connect and Regdata regulatory reporting
  • Advice on the best available systems in compliance, auto translations, onboarding and due diligence, execution and clearing