FCA Licences
We help you:
- Understand whether you and your firm require an FCA licence
- Understand whether you are, or might be, undertaking a regulated activity that requires a licence
- Understanding whether you are managing or arranging investments – the two regulated activities that AMPs might undertake
- By providing an independent and audited assessments of your activities
- Full support helping you apply for, change or upgrade a licence
- Training modules for senior management
- Advice on regulation options – direct & appointed representative