Peter began his career in the City working for the Bank of England in Foreign Exchange. He left the bank to join Chase Manhattan and subsequently Sumitomo Trust where he ran the Treasury and FX desks. He joined Fimat in 2001 to run the Derivatives Product Desk greatly enjoying the variety of products traded. This led to 10 years of building and running successful FX, Fixed Income and Derivative businesses where he further developed his operational, trading and compliance knowledge. It was a natural progression to move into consultancy. Having been CEO and Compliance Director of multi product businesses and with a strong understanding of efficient operations, compliance and systems Peter is able to provide clients with deep and broad assistance.
A highly experienced financial professional with senior management and board experience, Thomas bring us a wide-ranging skill set including in-depth knowledge of risk and capital markets. Following his career holding senior risk positions for major brokerages and asset managers, Thomas took the opportunity to move consultancy and over the last 5 years has helped clients understand and mitigate their risks.
A graduate of the University of Cambridge & having had a successful career as an investment banker & trader, Mark has built a global reputation as a consultant and ‘trouble-shooter’ for businesses, particularly those with Anti-Money Laundering, Financial Crime & Compliance. Mark is comfortable with all participants, from Board level to new hires and has lived & worked in India, Russia, London, Qatar and many other countries, being finely attuned to global regulations and different cultural attitudes to AML/FCC.
Mark has worked with Governments and quasi-Governmental institutions worldwide as well as some of the world’s leading financial institutions – his ability to explain complex topics in a relevant and enjoyable way has made him the AML trainer of choice for many financial institutions. Mark provides our clients with first class training in all aspects of current and future regulation.
James has been working in finance since 1987 and has a strong understanding of both the wealth and fund management sectors. James was a partner in the equities team at Cazenove & Co for many years and then a managing director in the funds team at JP Morgan Asset Management. James is a founding partner of Thornbridge Investment Management.
Charlotte is RDR qualified and has experience with onboarding, due diligence, ongoing monitoring and the supervision of regulted firms. Charlotte obtained a Marketing and Management BA, 1st Class Honours from Newcastle University. Charlotte has been awarded the CISI Diploma in Investment Compliance and the CISI Investment Advice Diploma.