FCA Licences

We help you:

  • Understand whether you and your firm require an FCA licence
  • Understand whether you are, or might be, undertaking a regulated activity that requires a licence
  • Understanding whether you are managing or arranging investments – the two regulated activities that AMPs might undertake
  • By providing an independent and audited assessments of your activities
  • Full support helping you apply for, change or upgrade a licence
  • Training modules for senior management
  • Advice on regulation options – direct & appointed representative